New to Department of Defense work

This page is step 3 of five on the path from SAM.gov to CMMC.

  1. Step 1 — Register in SAM.gov.
  2. Step 2 — Read the clauses: FCI, CUI, FAR 52.204-21, DFARS 7012.
  3. Step 3 — Get your result on record in SPRS (a Level 1 self-assessment for FCI-only work; a NIST SP 800-171 score where CUI is involved). You are here.
  4. Step 4 — Meet CMMC Level 1 or Level 2.
  5. Step 5 — Keep it current: renewals, affirmations, day-to-day security.

See the whole path, in order →

SPRS for new defense contractors

SPRS: what it is, what score goes in it, and how a new contractor gets one on record.

The Supplier Performance Risk System is the Department of Defense database where a contractor's NIST SP 800-171 assessment score and CMMC results are recorded. For a company new to defense work it is usually discovered the wrong way: a prime asks for "your SPRS score" a few days before a proposal is due, and nobody in the company has heard of it. This page covers what the system is, what the number means, how to get access, and what to enter, so that request is answered in minutes rather than weeks.

Why it exists

Two DFARS clauses make the score a condition of award.

DFARS 252.204-7019 requires an offeror to have a current NIST SP 800-171 assessment, not more than three years old, posted in SPRS for each covered contractor information system before it can be considered for a contract that involves Controlled Unclassified Information. DFARS 252.204-7020 requires the contractor to give the Department access for Medium and High assessments when requested and to flow the same requirement down to subcontractors that handle CUI. Together they mean a prime cannot award a CUI subcontract to a company with no score on record, which is why primes check SPRS before they check anything else.

SPRS also holds CMMC results: the Level 1 and Level 2 self-assessment results and the annual affirmations that the CMMC program requires are entered there by the contractor. A C3PAO or DIBCAC assessment result reaches SPRS through the Department's assessment systems. One system, several records, and the contractor is responsible for the self-entered ones.

What the number means

  • The score comes from the NIST SP 800-171 DoD Assessment Methodology. Every organization starts at 110, one point for each requirement, and subtracts a weighted value for each requirement not fully implemented.
  • Weights are 5, 3, or 1 per requirement, set by the methodology according to how much a gap exposes CUI. A missing multifactor authentication requirement costs 5; a missing periodic review costs 1.
  • The lowest possible score is −203. A negative score is legitimate and common for a first assessment; a score of 110 with no System Security Plan behind it is what draws attention.
  • The Basic assessment is the contractor's own self-assessment of its System Security Plan. Medium and High assessments are performed by the Department (DIBCAC) and carry more confidence.
  • The score is recorded per system scope: an enterprise, an enclave, or a specific contract, and against the CAGE codes it covers.

What you enter

  • The assessment date and the score.
  • The scope of the assessment (enterprise, enclave, or contract) and the CAGE codes it covers.
  • The System Security Plan the assessment was made against: its name, version, and date.
  • The date by which all 110 requirements are expected to be implemented, if the score is below 110. That date is the Plan of Action commitment.
  • The assessment is the contractor's own work. SPRS stores the result; it does not perform or check the assessment.

SSP, POA&M and SPRS documentation support →

Getting access

Access runs through PIEE, and the role approval is the part that takes time.

  1. Start from SAM.gov. PIEE reads the company's SAM.gov record, and the person listed there as the Electronic Business Point of Contact (EB POC) is who PIEE trusts to stand up the company's access. Confirm that field names someone inside the company before going further.
  2. Establish a Contractor Administrator (CAM) in the Procurement Integrated Enterprise Environment (PIEE). SPRS is one of the applications inside PIEE, the Department's contractor portal. Every CAGE code needs at least one CAM, who approves every later registration and role request for the company. The CAM is normally the EB POC; if the company appoints someone else, that person registers as CAM and submits an appointment letter signed by the EB POC to the PIEE help desk before the account is activated. Nobody becomes CAM simply by registering first, and no other role can be established for the CAGE code until the CAM is active.
  3. Register the user and request the SPRS "Cyber Vendor User" role. Once the CAM is active, the person who will enter assessments registers in PIEE and requests this role for the SPRS application. It is the role that can view, enter, edit, and delete NIST SP 800-171 and CMMC information for the company; the general SPRS vendor role can see performance information but cannot enter a cyber assessment.
  4. Have the role approved. The company's CAM activates the account and approves the role request, and the SPRS program office reviews it. Allow several business days. Keep the CAM inside the company, not with a consultant.
  5. Enter the assessment. Open the NIST SP 800-171 assessments module, add a Basic assessment, and complete the fields above. The record is visible to Department contracting officers and, through the prime's own access, to the primes you are bidding with.
  6. Enter the CMMC result and affirmation when required. The CMMC module in SPRS is where Level 1 and Level 2 self-assessment results and the annual affirmation are recorded by an affirming official.

Start the PIEE registration and the role request as soon as the SAM.gov registration is Active, before any solicitation needs the result. Nothing in the process is difficult, but every step waits on an approval, and a proposal deadline does not.

Common first-submission mistakes

The score is a representation to the government. Make it a defensible one.

Posting 110 with nothing behind it

A perfect score with no System Security Plan, no evidence, and no assessment record is the pattern the Department's reviewers look for first. A negative score with a real plan of action is a better position than a perfect score that cannot be supported.

Scoring the environment you intend to build

The score describes the systems as they are on the assessment date. Counting a control that is licensed but not deployed, or documented but not operating, overstates the score and turns an honest gap into a false representation.

Scope that does not match the contract

A score entered for an enclave that the contract's CUI never touches, or against a CAGE code that is not the one on the award, does not satisfy the clause. The scope on the record has to be the scope that handles the information.

Letting the score age out

The assessment must be no more than three years old at award. A company that scored once in its first year and never updated it will find the record expired when the renewal contract comes up.

No PIEE role at proposal time

The most common reason a first submission misses a deadline is not the assessment; it is that nobody at the company could log in. Get the role first.

Confusing the score with CMMC

A SPRS score is a NIST SP 800-171 assessment result required by DFARS 7019. CMMC Level 1 and Level 2 are separate assessment results, also recorded in SPRS, required where DFARS 7021 is in the contract. A company can need one, the other, or both.

Questions from first-time submitters

SPRS, answered for new contractors.

What is a SPRS score?

It is the result of a NIST SP 800-171 assessment, scored under the DoD Assessment Methodology, recorded in the Supplier Performance Risk System. Every organization starts at 110 and subtracts 5, 3, or 1 for each of the 110 requirements not fully implemented, down to a minimum of −203. A Basic assessment is the contractor's own self-assessment.

Do I need a SPRS score to bid on DoD work?

Where the contract involves Controlled Unclassified Information and includes DFARS 252.204-7019, a current assessment score must be in SPRS before award, and primes require it of subcontractors that handle CUI. A contract involving only Federal Contract Information does not require a NIST SP 800-171 score, although it may require a CMMC Level 1 self-assessment result, which is also recorded in SPRS.

How do I get access to SPRS?

Confirm the Electronic Business Point of Contact on your SAM.gov record, have that person (or someone they appoint in a signed letter) establish the company's Contractor Administrator in the Procurement Integrated Enterprise Environment (PIEE), then register the user who will enter assessments and request the SPRS Cyber Vendor User role. The Contractor Administrator activates the account and approves the role. That role is the one that can enter and edit NIST SP 800-171 and CMMC information.

Is a negative SPRS score a problem?

A negative score is a legitimate result and is common for a first assessment. What matters is that it is accurate, that a System Security Plan exists, and that the plan of action date is realistic. An inflated score is a false representation to the government; an honest low score is a starting point.

How long is a SPRS score valid?

DFARS 252.204-7019 requires an assessment that is not more than three years old at the time of award. Update the record whenever the environment changes materially, and reassess before the three years run out.

Need a score you can defend line by line?

Cyberneza assesses the environment as it actually runs, builds the System Security Plan and plan of action the score rests on, and prepares the information your organization submits to SPRS. The self-assessment and the submission stay yours; the number behind them will hold up.